We are looking for an accomplished Chief Compliance Officer to guide enterprise-wide compliance strategy for a private investment firm operating across the United States. This executive will serve as a key advisor to senior leadership on regulatory risk, securities compliance, and business practices in a highly regulated environment. This role is well suited for a licensed attorney with deep experience supporting private funds and broker-dealer activities.The salary range for the role is flexible but estimated between 200-350k DOE with an additional yearly bonus. They offer a full benefits package, including medical, dental, vision and life insurance, 401k with 4% match, 3-4 weeks PTO/sick leave, 7 paid holidays, paid CLE and bar dues and other perks.Responsibilities:• Direct the organization’s compliance and risk management program, ensuring alignment with applicable securities laws and regulatory expectations.• Advise executive leadership and revenue-focused teams on regulatory obligations, business risk, and compliant operating practices.• Lead, mentor, and oversee compliance staff, including paralegal support, while partnering closely with internal legal leadership.• Serve as a primary point of contact for external counsel and coordinate legal and compliance matters requiring outside expertise.• Develop, refine, and enforce policies, controls, and monitoring processes related to private fund offerings and investment advisory activities.• Oversee filings, disclosures, and compliance processes associated with regulations such as Regulation D, Regulation S, and applicable Blue Sky requirements.• Assess emerging compliance risks and recommend practical mitigation strategies.
The Medical University of South Carolina seeks a Certified Medical Assistant or Licensed Practical Nurse to support our Pediatric After Hours & Specialty Clinic. In this on-site role, you will provide compassionate pediatric care by obtaining histories and vitals, assisting...
...operating 71 locations across Indiana, Ohio, Michigan, and Kentucky and growing. We are seeking an experienced compliance executive to serve as our Chief Compliance Officer. Reporting directly to the CEO or CFOand serving as a member of the Executive Leadership Teamthis...
...Job Description UPS Part-Time Package Delivery Drivers \n Theyre the ones who drive our familiar brown trucks, bringing packages... ..., physically active crew who enjoy fast-paced work, being outdoors, and being behind the wheel!\n What youll need: \n \n...
...Our client, a wealth management firm in Hunt Valley, MD, is currently seeking a Chief Compliance Officer to join their growing team. The incumbent will report to the Chief operating Officer and will be responsible for developing and owning the firm's compliance program...
...Indiana University School of Medicine, home to one of the largest genetics departments in the country. The Department of Medical and Molecular Genetics seeks a Clinical Geneticist to join a highly collaborative and growing faculty. This role offers the opportunity to...